Patient preferences for HIV/AIDS therapy - a discrete choice experiment
© Mühlbacher et al.; licensee Springer. 2013
Received: 21 August 2012
Accepted: 6 March 2013
Published: 11 May 2013
An increasing emphasis on patient-centred health care and shared decision making requires an intensive consideration of patient preferences. In the present study, patient preferences regarding treatment of HIV/AIDS were explored using direct assessment and discrete choice experiment (DCE).
Based on literature research about preferences of HIV/AIDS patients we conducted a qualitative pre-study. The results were used to compose a questionnaire on relevant aspects of HIV/AIDS treatment which underwent a pre-test. In the subsequent quantitative study phase presented here, the following data were collected online or on paper including socio-demographic data, SF12v2, data on HIV/AIDS, antiretroviral treatment and patient preferences for therapy characteristics using direct measurement, as well as a discrete choice experiment.
218 patients completed the quantitative main study, 82% of these on paper. 86% were male and the most frequent age group was between 45 and 54 years (37.6%). The SF12v2 showed a mean value of 43 points for the “mental health” component sum score. In the direct measurement the most relevant therapy characteristics were “Self-application of the drug (at home or on-the-go) possible”, “Drug has very high efficacy (reduction of viral load)” and “Long term (hidden) damage (e.g. organ damage) is unlikely”. Based on a factor analysis, six treatment characteristics were selected and used to generate eight virtual therapies. To evaluate the patient assessments a random effect logit model was employed. All of the characteristics were statistically significant predictors of the model of patient preference. The most important therapy characteristic was that the disease is not obvious for others.
The main result is the high impact of quality of life, in particular the emotional quality of life on patient preferences on the selection of treatments. Thus, the selection of particular treatment options should be accompanied by a deliberate consideration of treatment features, which need to be considered in order to maximize patient adherence and compliance.
Progression to the acquired immune deficiency syndrome (AIDS), a disease with failure of the immune system caused by the human immune deficiency virus (HIV), characterized by certain life-threatening opportunistic infections and malignancies can be prevented by combined antiretroviral therapy (cART, [1, 2]). HIV infection occurs by mucosal or parenteral body fluid contact, i.e. blood, semen, vaginal fluid, pre-ejaculate, and breast milk . AIDS was first reported in 1981 . At the end of 2011, an estimated 34 million people were living with HIV worldwide. The number of people dying of AIDS related causes dropped to 1.7 million in 2011, down from a peak of 2.2 million in 2005. There were 2.5 million new HIV infections in 2011. This was 20% less than in 2001 .
One of the factors influencing this decrease is the availability of cART, which reduces both the mortality and morbidity associated with HIV infection . HIV viral suppression, reduced rates of resistance, an increase in survival, and improved quality of life have been shown to be strongly correlated with adherence to antiretroviral therapy [6, 7]. Because HIV treatment is a lifelong endeavour and because many patients will initiate therapy when they are generally in good health without obvious signs or symptoms of HIV disease, adherence poses a special challenge and requires commitment from the patient and the health care team .
Characteristics of cART are (i) combination of three or more antiretroviral drugs, (ii) high impact of continuos administration (adherence) to avoid the development of viral resistance, (iii) high potential of drug-drug interactions between antiretrovirals or concomitant therapy, (iv) moderate to high potential for adverse events, and (v) requires durable—life long—intake. Additional psychological consequences for the patients result by social marginalisation as a HIV-infected individuum and potential stigmatisation by long term effects of cART, e.g. lipodystrophic change of body shape .
The present study assesses the therapy-related expectations and needs of HIV/AIDS-patients. In contrast to clinical trials concerning mainly efficacy and safety aspects, the primary goal of this study was the comprehensive evaluation of preferably all relevant aspects of treatment quality from the patients’ perspective such as effectiveness, quality of life and further treatment options. Secondary, we were interested in finding out how the study participants would judge the relevance of these criteria.
The study population was comprised of HIV/AIDS patients, who completed paper-based and online-questionnaires. Patient recruitment was performed by the German Competence Network for HIV/AIDS (‘Kompetenznetzwerk HIV/AIDS’) located in Bochum, who helped to distribute paper-based questionnaires and the link to the online version among treatment centres. The Competence Network for HIV/AIDS is a general national research alliance, and as such includes the most important German working groups active in clinical and basic research.
To ensure content validity, a qualitative pre-study was performed prior to the main study to identify important aspects of an ideal HIV/AIDS treatment. Based on a literature search (e.g. ), an interview guideline was composed for group discussions with HIV/AIDS patients. These patients were interviewed in four focus groups of five to nine patients.
The results of these interviews were used to design a questionnaire on relevant aspects describing the quality of HIV/AIDS treatments from the patient’s perspective. This questionnaire underwent a pre-test including 28 subjects to ensure its usability. Most of the test items appeared to be clear and comprehensible. Based on the results of the pre-test the questionnaire was finalised.
The main survey was performed from July 2009 until end of May 2010 using either online or paper questionnaires. Patients were contacted either in writing and were given the paper-based questionnaire version with stamped addressed envelopes, or via email/internet. Both methods were offered since older patients may not have wanted to use the online version. No personal data such as addresses, names or phone numbers were collected.
The questionnaire encompassed five main domains:
Patient characteristics: age, gender, educational level.
Current health status (Health related Quality of Life (QoL), SF12v2, German version of the SOEP [socio-economic panel], ).
Data on HIV/AIDS and antiretroviral therapy: year of diagnosis, route of infection, year of first antiretroviral treatment.
Direct assessment of importance of 26 items on HIV/AIDS therapy characteristics (five-point Likert scale ranging from “very important” (100 points) to “not important” (0 points))
Assessment of current therapy using 6 therapy characteristics.
Discrete Choice Experiment (DCE) for eliciting patient preferences using eight pairs with six characteristics each.
Discrete choice experiment
Revealed and stated measurements are the two approaches for the measurement of patient preferences. The revealed method is based on observed decisions being evaluated, e.g. prescription data [10, 11]. It shows how patients decide, but cannot explain why . In stated analyses patient preferences are collected using direct questioning: patients have to assess objects with respect to several characteristics, which are presented in different combinations. Stated methods, such as conjoint and discrete choice analysis (DCE), aim to measure the influence of therapy characteristics on patient preferences . The conjoint analysis is a statistical method to determine how people weigh and assess different characteristics of a product or service. The preference measurement assumes that each product or service is characterised by one or more characteristics, which in sum represent this product or service .
The discrete choice experiment is a choice based method, and a variant of the conjoint analysis, which was made possible through the theoretical work of Lancaster  and McFadden . In the discrete choice experiment different therapies are presented pair-wise and the subjects have to decide for one of the options . In a first step all characteristics being relevant for each target group have to be identified. These may be physician expertise, medical-technical equipment or waiting time for an appointment .
The relevant characteristics are then combined to define hypothetical products or treatment options. As the number of possible combinations increases exponentially, not all combinations can be presented. It is important to cover all the relevant fields when selecting the items for the DCE. Therefore, in most cases a reduced sample of alternatives is used, which, however, allows a reliable evaluation of preferences [17, 18]. To appreciate the importance of possible statistical correlation between main effects and interactions, the number of combinations was reduced to a more manageable size without losing essential information through an orthogonal design (if certain assumptions about interaction effects are made). The maximum dissimilarity between therapy alternatives was achieved by generating the alternative B as exact mirror image of A (using the fold-over technique) .
The treatment alternatives are presented to the patient and the patient has to decide for one of the presented options. Based on the decision behaviour the relevance of the different characteristics for the decision can be calculated and described by coefficients.
We employed a DCE technique with eight pairwise choice situations, each with six characteristics. Respondents had to choose eight times between treatment A or B. The calculation of coefficients was performed using the maximum likelihood method. According to the underlying distribution function, different estimation methods (in most cases probit or logit estimations) were used [17, 20–23]. We tested models with all the sociodemographic variables in order to explore differences between subgroups. We generated interaction-terms of each attribute with each parameter as product-terms (i.e. each attribute was interacted with age, sex and so forth). We then calculated a model with all the main effects and all the interactions of one parameter (“forced entry”). That means a single model for the whole set of variables. No strata or separate models for subgroups were applied because in that case we would have to deal with different constants. The combined “parsimonious model” was employed by testing a model with the main effects and all significant interactions of all parameters resulting in the analysis above and then reducing the model by eliminating the non significant interactions step by step. The resulting model contained all the main effects and the significant interactions. The aim of this model was to show all the subgroup effects “at a glance”.
Between July 2009 and end of May 2010, 218 patients completed the questionnaire. Most of the patients (82%) answered via paper version and 18% online. 86% of the study participants were male, only 14% were female. The most frequent age group referred to patients between 45 and 54 years (37.6%). 22% of the patients had a lower certificate of secondary education, 33% had a general certificate of secondary school, 43% had a certificate qualifying for university admission and 2% of the patients left school without certificate.
Disease and treatment characteristics
The patients were asked to specify the year in which their HIV/AIDS disease was diagnosed. The answers covered a range from 1982 to 2010. The mean of primary diagnosis was the year 1998 with a standard deviation of 7.3 years.
The most frequent route of infection was MSM (men having sex with men) with 55% of the patients. 12% of the patients reported heterosexual contacts, 5% iv drug use and 4% blood transfusions. For 24% of the patients the route of infection was unknown.
The question if their AIDS disease has already “broken out” was answered with “no” in 64% of the patients. The patients were asked to specify the year in which the first antiretroviral treatment was initiated for them. Answers were available in 205 of the 218 patients (94%). Eight patients specified that they have not yet received any antiretroviral treatment (5 patients with missing data). The answers on start of AIDS treatment cover a range from 1984 to 2010. The mean of the first antiretroviral treatment was the year 2001 with a standard deviation of 6.5 years.
Patient characteristics, health status and treatment characteristics
Completion of survey
Paper and pencil
Most frequent route of infection
Health status (SF12v2)
Mental health (mean)
Physical health (mean)
Mean year of primary diagnosis (SD)
Mean year of first AIDS treatment (SD)
Direct assessment of AIDS therapy characteristics
Mean importance of therapy characteristics and factor weightings for the 6-factor model (items sorted by weighting)
Therapy characteristic (short form)
Self-application of the drug is possible
Drug has very high efficacy
Long term (hidden) side effects unlikely
Maximum prolongation of life expectancy
Drug does not generate resistance
Drug does not affect appearance
Drug improves physical state
Drug allows further therapy options
Rarely occurring nausea
Rarely occurring diarrhoea
Drug can be taken along without problems
Long duration of efficacy
Long term use of the drug is possible
Drug allows improved mobility
Emotional and mental state improved
Can be used also in case of comorbidities
Simple application: only few tablets
Social contact opportunities improved
Drug does not cause additional costs
Once daily application
Inconspiciuous drug intake
Treatment does not require much time
Dosing of drug may vary
Therapy-free intervals possible
Using factor analysis higher-level dimensions were found to summarise the importance assessments. Using a Principal Components Analysis (PCA) including varimax rotation, six factors were found declaring 60.2% of the variance of the 26 items. The rotated factor matrix is shown in Table 2.
Five of the six factors may be characterised by the following semantic descriptions: factor 1 covers the social situation, everyday life and social quality of life, factor 2 flexibility of medication, factor 4 efficacy and life expectancy, factor 5 physical and emotional quality of life and factor 6 long term side effects. Factor 3 covers several aspects combining dosing, treatment interruptions, extra payment and pregnancy.
The most relevant therapy characteristics represented by mean assessments of more than 90 points were:
– Self-application of the drug is possible,
– Drug has very high efficacy,
– Long term (hidden) side effects are unlikely.
Assessment of current therapy
The first step for the patients was to assess their current therapy using these six therapy characteristics. In most cases the patients assessed their current therapy as positive demonstrated by assessments “yes”, “rather yes” or “probably yes” in 64% to 96% of the patients. In detail, more than 90% of the patients assessed their therapy to provide maximal increase of life expectancy and allow participation in social life and 84% of the patients assessed that their therapy avoids that the disease is obvious for others.
Socio-demographic baseline characteristics
Using analyses of variance, the importance assessments were evaluated for effects of socio-demographic baseline characteristics of the patients: older patients prefer drugs which can be dosed according to current health status. For female patients it is important that pregnancy is possible. If HIV/AIDS has already broken out, treatment aspects such as therapy free intervals, flexible dosing, less tablets and discrete intake are more important than for average patients.
Preferences in the discrete choice experiment
Treatment characteristics for discrete choice experiment
Positive pole (+)
Negative pole (−)
Long term side effects
improbable (<20% of patients)
possible (≥20% of patients)
Flexibility of dosing
max. 3 tablets/day
Physical quality of life
diarrhoea or nausea less frequent
diarrhoea or nausea more frequent
Emotional quality of life
disease not obvious for others
disease obvious for others
Social quality of life
participation in social life possible
participation in social life restricted
Generation of pairs
Based on the six therapy characteristics eight virtual therapies were generated. These eight therapies were presented to the patients in eight pairs from which the patient had to select one of the two therapies (A or B).
In total, 1604 valid observations were available. Some of the respondents did not evaluate any or all pairs. On average, out of 214 respondents who finished at least one pair comparison, 7.5 pairs were available (range 1–8).
Results of random effects logit model (discrete choice experiment; negative pole as reference group)
Partial log likelihood
Life expectancy: maximal increase
Long term side effects improbable (<20%)
Flexibility of dosing: max. 3 tablets/day
Physical quality of life: diarrhoea, nausea less frequent
Emotional quality of life: disease not obvious for others
Social quality of life: participation in social life possible
All of the treatment characteristics were statistically significant predictors of the model of patient preferences. The characteristic “Emotional quality of life” was the most important, followed by “Physical quality of life” and “Social quality of life”. Less important but still statistically significant were the items “Life expectancy”, “Flexibility of dosing” and “Long term side effects improbable”.
A supplementary partial log likelihood analysis as proposed by Lancsar et al.  yielded a similar hierarchy as the interpretation based on the item coefficients.
In additional evaluations, socio-demographic parameters were analysed. Subgroup effects were found particularly for “Emotional quality of life”, which was significantly less important for older patients, patients with longer duration of infection and patients being under therapy for a longer period. MSM patients, however, found this characteristic more important, as well as the characteristic “Physical quality of life”. For patients with a higher level of education maximum increase of life expectancy was more important.
Each pair comparison was accompanied by an assessment of whether the patient would change his or her current therapy in favour of the treatment of choice of the corresponding pair. “No change” answers ranging between 73% and 89% demonstrate a high degree of satisfaction with the current therapy.
At the end of the questionnaire, the patients were asked to give an assessment of the degree of difficulty they had in performing the paired comparisons in the DCE. 8% found it “very difficult”, 29% said it was “rather difficult”, 36% gave a medium ranking (“some comparisons more difficult than others”), 18% thought it was “not very difficult” and 8% claimed they had “no problems at all” in completing the DCE. This means that overall, the DCE can be considered as feasible from the patients’ point of view.
The patient view and desires in healthcare decisions (e.g. treatment characteristics) are often not sufficiently considered. However, in times of limited healthcare resources, both shared decision making and patient involvement in treatment decisions have been encouraged in recent years. This requires an understanding of patient priorities concerning treatment decision making.
The present study collects and depicts the preferences of HIV/AIDS patients in Germany regarding their therapy. Based on a qualitative study to ensure content validity, a quantitative preference measurement was performed including a direct assessment and a choice-based measurement of patient preferences (DCE). This latter technique allows the estimation of the relative importance of different aspects of care and the trade-offs between these aspects, while the direct assessment allows the inclusion of more aspects. Hence, both methods should be used in a combined way.
The current patient sample includes a proportion of 43% patients with certificate qualifying for university admission. Compared to the KompNet data set of more than 9,000 patients with HIV/AIDS  presenting a rate of 33% of the male patients with higher education entrance qualification , the current patient sample seems to have an increased rate of patients with higher level of education. However, as the educational level seems to have only limited effect on the preference structure, a possible bias may be of minor effect. In total, there is no reason to assume that the documented patient preferences will be biased substantially by sample effects.
The current health status was assessed by the SF12v2 questionnaire (version 2 for the socio-economic panel, SOEP). The mean value of 43 points for the “mental health” component summary score is 0.7 standard deviations below the German average. This indicates that the adults with HIV/AIDS of this sample assess their mental health as worse compared to the assessments of the German population norm. In contrast, the mean value for the “physical health” component summary score of 50 points indicates an assessment of the HIV/AIDS patients being not different from the population norm.
The results of the SF12v2 subscales confirm this picture: in particular the subscales “role emotional” and “social functioning” which both belong to the “mental health” component summary score fall quite clearly below the average of the population norm.
In the main study patients had to assess a total of 26 treatment characteristics which had been shown to be relevant by literature research and the qualitative pre-study. As expected, the results demonstrate a ceiling effect of the assessments, which were found predominantly in the upper range of the scales, perhaps because mainly important characteristics were presented as a result of the qualitative pre-study. The top of the priority list is marked by needs such as high efficacy, the avoidance of long term and short term side effects, but also by the improvement of emotional and social status.
In a second step the preferences were evaluated using a discrete choice experiment. During this experiment the patients had to choose 8 times between two fictitious treatments, each characterized by 6 characteristics. The used analysis model allowed determining the amount to which each characteristic contributed to the treatment choice.
The highest relevance for the treatment choice of the patients was found for emotional quality of life being mainly characterized by the characteristic that the disease was not obvious for other persons. The next relevant patient-relevant outcome from the patient point of view were the avoidance of physical impairments such as diarrhoea and vomiting and the facilitation to participate in social life. Being still statistically significant, the characteristic “maximum increase of life expectancy” followed at some distance. The reduction of the risk of long term side effects (<20% vs. >20%) as well as the flexibility of dosing (intake of 3 tablets per day vs. 4 or more tablets) seemed to be less important for the treatment choice.
The results of the DCE correspond partly to the direct assessment where emotional, physical and social quality of life were also in the upper range of needs. Surprisingly, however, the characteristics “maximum increase of life expectancy” and “avoidance of the risk of long term damage” seem to be far less important in DCE than in the direct assessment of importance. DCE results emphasise to see HIV/AIDS more as a chronic disease than as directly life threatening. This corresponds well to impairments of mental health found in the SF-12 questionnaire. As a consequence, using quality of life arguments rather than efficacy and safety aspects may increase therapy adherence of the patients. However, these arguments differ from the known aspects like pill count, dosing frequency and adverse events shown by Stone et al.  or resistance, regimen convenience and sleep disturbance shown by Beusterien et al. 
The subgroup analyses have shown that the most important characteristic “emotional quality of life” was weighted even higher in some subgroups such as younger patients, MSM patients (together with physical quality of life) and patients with shorter duration of infection and treatment. Presumably, in these patients the understanding of HIV/AIDS as a long term disease is intensified, highlighting aspects of a life being impaired by the disease as little as possible. Furthermore, patients with a higher level of education (“Abitur”, i.e. high-school diploma) assessed the characteristic “maximum increase of life expectancy” as relatively more important.
Based on these considerations, some limitations of the current study may be discussed. Because the DCE is only manageable using a few characteristics and pairs to be compared, decisions need to be made during construction of comparisons. In principle, the composition of characteristics reflects the factor structure found in the direct measurement. In doing this, however, some problems remained: for example, dosing aspects were presented as maximum 3 tablets per day versus more, whereas the direct assessment revealed more facets of application such as dosing according to current health status, treatment-free periods or self-application. As these and some more aspects of application affected at least two factors in the factor analysis, the characteristic “dosing flexibility” may have been defined too simply to reflect the complexity of dosing characteristics. Furthermore, the definition of poles of the characteristics may have influenced the preference decisions: the item “increase of life expectancy” was presented as “increase” versus “maximum increase”. Maybe the perceived difference between these two poles was too small to prefer this characteristic against others. Thus, the somewhat surprising low importance of this efficacy parameter may be the consequence of too close definitions of the poles of this characteristic.
Although our recruitment procedure did not guarantee representativeness, the sample fits quite well to the expected picture of HIV/AIDS patients. For instance, the rate of female patients (14%) corresponds well to the rate of the KompNet cohort (15%) , and the proportion of patients with MSM (men having sex with men) as source of infection of 55% in the current sample corresponds well to the rates of 56% for the ClinSurv HIV cohort and 55% of national German HIV surveillance data reported by Bätzing-Feigenbaum et al. . The proportion of 94% of patients reporting being treated with antiretroviral therapy at some time during their HIV/AIDS disease in the current sample appears to be higher than in the total sample of HIV/AIDS patients, being specified between 75% and 80% by the RKI Bulletin . However, for our research question the quality of answers may even benefit from a higher rate of treated patients.
In summary, direct assessments as well as DCE contribute important findings to the knowledge of preference structures of patients suffering from HIV/AIDS. The main result of the current study may be the fact that it is very important for HIV/AIDS patients that their antiretroviral therapy supports their quality of life, in particular the emotional quality of life. This might reflect a paradigm shift in the grading of preferences since more convenient and less toxic options for cART became available within the last decade. Thus, the selection of a particular treatment regimen should be accompanied by a deliberate consideration of features of possible treatment options, which need to be considered in order to maximise patient adherence and compliance to the selected treatment.
Written informed consent was obtained from the patient for publication of this report and any accompanying images. The participant had the right and chance to end the study at any time. The decision not to participate or to withdraw from the study did not involve any penalty.
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